Immediate family member definition sec

Author: ucei

August undefined, 2024

Witryna(B) an account in which any restricted person specified in paragraphs (i)(10)(B) or (i)(10)(C) of this Rule has a beneficial interest, unless such person, or a member of his or her immediate family, is an employee or director of the issuer, the issuer's parent, or a subsidiary of the issuer or the issuer's parent, or of a franchisee of any of the … Witrynathe student loan was obtained by the covered member ( or immediate family member) prior to becoming a covered member; b. the student loan was obtained under the lending institution’s normal lending procedures, terms, and requirements; c. the student loan is kept current; and. d. there are no changes to the terms of the student loan. 12.

17 CFR § 229.404 - (Item 404) Transactions with related …

WitrynaImmediate family member or member of a physician's immediate family means husband or wife; birth or adoptive parent, child, or sibling ... Chapter 1, Section 30.2.11. Member of the group or member of a group practice means, for purposes of this subpart, a direct or indirect physician ... of this definition, the request by a physician ... http://www5.austlii.edu.au/au/legis/cth/consol_act/fwa2009114/s12.html dyw fife website

Immediate family member definition of immediate family …

Witryna30 gru 2024 · Close Family Member Definition. A close family member in finance refers to an individual who may be expected to influence or be influenced by that family member in their dealings. The term is mostly used in IAS 24 Related Parties to identify whether a person is a related party for disclosure purposes. In addition, the standard … Witryna3 kwi 2007 · Reporting Oversight Role ("FROR") at an audit client or an immediate family member of such person. FROR is defined under both SEC and PCAOB rules as a role in which a person is in a position to or does exercise influence over the contents of the financial statements or anyone who prepares them. For purposes of Rule 3523, … Witryna1 sie 1995 · Members of their immediate families includes any relative by blood or marriage, or foster and adopted children, living under the same roof and in the same household with a credit union member who is or was an employee of the employer (s) specified in the field of membership of this credit union. Article XVIII, Section 2 (a) … csf high glucose high protein

Immediate Family - Definition, Examples, Cases, Processes

Witryna8 sie 2007 · The immediate family member’s compensation is disclosed under Item 404(a). In this regard, Instruction 5.a to Item 404(a) does not apply to the immediate … Witryna"immediate family" of a national system employee means: (a) a spouse, de facto partner, child, parent, grandparent, grandchild or sibling of the employee; or (b) a child, parent, grandparent, grandchild or sibling of a spouse or … csf hemocytometer wbc rbcWitrynaAny immediate family member of any such security holder, which means any child, stepchild, parent, stepparent, spouse, sibling, mother-in-law, father-in-law, son … csf high glucose low protein

"WitrynaImmediate family member means father, mother, husband, wife, son, daughter, brother, sister, grandfather, grandmother, father-in-law, mother-in-law, sister-in-law, brother-in … " - Immediate family member definition sec

Immediate family member definition sec

§13692. Immediate Family Member Defined. - California …

Witryna(ii) The term indirect pecuniary interest in any class of equity securities shall include, but not be limited to: (A) Securities held by members of a person's immediate family … Witrynacurrent definition of a Family Member was meant to paraphrase the then-existing definition of a Family Member, while not introducing any substantive changes. …

Did you know?

WitrynaPrincipal owners of the entity and members of their immediate families e. Management of the entity and members of their immediate families f. Other parties with which the entity may deal if one party controls or can signiﬁcantly inﬂuence the management or operating policies of the other to an extent that one of the transacting Witryna§ 780.308 Definition of immediate family. The Act does not define the scope of “immediate family.” Whether an individual other than a parent, spouse or child will be considered as a member of the employer's immediate family, for purposes of sections 3(e)(1) and 13(a)(6)(b), does not depend on the fact that he is related by blood or …

Witrynaotherwise) of a Person. The term “Affiliate” shall not include at any time any portfolio companies of Apollo Management VIII, L.P. or its Affiliates, other than the … WitrynaThe term " immediate family" means parents, grandparents, mother-in-law or father-in-law, husband or wife, brother or sister, brother-in-law or sister-in-law, son-in law or daughter-in-law, children, grandchildren, cousin, aunt or uncle, or niece or nephew, and any other person whom the registered person supports, directly or indirectly, to a ...

Witryna1 wrz 2024 · For the purposes of sections 174.1 and 206.6, an employee's "family member" means. the employee's spouse or common-law partner. the employee's father and mother and the spouse or common-law partner of the father or mother. the employee's foster father and foster mother. the employee's children and the children, … WitrynaFinancial Terms By: i. Immediate family. Term used in the NASD rules of fair practice to refer to one's parents, brothers, sisters, children, relatives supported financially, father-in-law, mother ...

WitrynaImmediate family: Family members who might control or influence a principal owner or a member of management, or who might be controlled or influenced by a principal …

Witryna1 lip 2014 · Access Persons should note that the Firm’s policies and procedures with respect to personal securities transactions also apply to transactions by a spouse, … csf holdingsWitryna30 maj 2024 · Your immediate family is made up of the following individuals: Your spouse or domestic partner. Your parents or legal guardian. Your grandparents. Your children. Your grandchildren. Your siblings. Your mother-in-law and father-in-law. Your brother-in-law and sister-in-law. dyw family of nucleic acid deaminasesWitrynaExamples of Immediate Family Members in a sentence. Each Reporting Person must submit a request for pre-approval of a Reportable Personal Securities Account or … dyw fife logoWitryna"immediate family" of a national system employee means: (a) a spouse, de facto partner, child, parent, grandparent, grandchild or sibling of the employee; or (b) a … csf histiocytesWitrynaFor purposes of subdivision (d) of Labor Code Section 2066, "immediate family member" means spouse, domestic partner, cohabitant, child, stepchild, grandchild, … csfh fashionablehats.comWitrynaEY client-serving professionals, including their immediate family members, are required to comply with the Firm’s Independence Policy. It is important that searches are … csfhoaWitryna§ 780.308 Definition of immediate family. The Act does not define the scope of “immediate family.” Whether an individual other than a parent, spouse or child will be … csf hertfordshire